Compliance Analyst

Posted 21 November 2018
Salary £30000 - £35000.00 per annum
Location
Job type Permanent
Discipline Banking Operations
ReferenceBBBH13525_1542791884
Contact NameBethany Singer

Job description

As a compliance analyst you will be responsible for:

  • Providing support and assistance to enable effective monitoring of the Firm's systems and controls in line with the Compliance Monitoring Programme.
  • Providing advice and guidance to the Client Onboarding Team.
  • Ensuring compliance logs are kept up to date.
  • Assisting with complaints handling where required.
  • Gathering information for monthly MI.
  • Assisting in preparation of the monthly compliance pack for senior management team.
  • Providing regulatory updates, reports and research on requested subjects and assist with horizon scanning.

As a Compliance Analyst you will need:

  • Strong academic background, educated to degree level or equivalent, preferably law, economics or business.
  • At least 1 years' experience of working in a compliance environment.
  • The ability to communicate clearly, both verbally and in writing.
  • The ability to prioritise workloads effectively, operate under pressure and meet deadlines.
  • The ability to work individually and as part of a team.
  • Attention to detail and strong analytical skills.
  • Good understanding of the FCA regulations that impact the Firm