Compliance Associate
- Posted 16 November 2018
- Salary £35000 - £40000 per annum
- Location
- Job type Permanent
- Discipline Banking Operations
- Reference4895_1542355246
- Contact NameRonnie McClughen
Job description
Our client, a Financial Services power house are recruiting a dynamic, post-entry level compliance professional to play a key role in the Advisory Compliance function, monitoring regulatory developments and advising the business on Compliance matters.
General Duties:
* Support the Supervisor, Advisory (Investments) in monitoring key regulatory developments and offering advice and guidance to other units as required
* Assist the Supervisor in the implementation of new regulations and other projects (e.g. SMCR)
* Assist the Supervisor in analysis and interpretation of relevant laws and regulations, including identifying changes to these that could affect the business
* Perform ongoing tasks such as reviewing and signing off on financial promotions
* Perform "deep dive" complex ad hoc monitoring tasks e.g. review of outsourcing arrangements
* Assist with investigating and resolving ad hoc queries from regulators, exchanges and other areas of the business
* Assist in the administration of compliance policies and procedures
* Conducting Compliance Inductions to new employees
Knowledge and Experience:
* Strong educational background
* At least two years' relevant experience
* Good knowledge of products and markets that IFL is active in:Products - Ags, Dairy, Energy, LME, FX and Precious Metals Exchanges - ICE, LME, Eurex and Euronext
Qualification and Skills:
* Strong analytical and communication skills (written and oral)
* Effective planning, organisation and time management skills
* Ability to work extremely accurately, thoroughly, reliably and with strong attention to detail
* Commercial awareness