Compliance Officer (SMF16/17)

  • Location

    City of London, London

  • Sector:

  • Job type:


  • Salary:

    £90000 - £120000 per annum

  • Contact:

    Scott Duerden

  • Contact email:


  • Job ref:


  • Published:

    11 months ago

City based International Bank are looking to recruit a Compliance Officer/MLRO who will hold both SMF16/17 controlled functions. Main responsibilities will include;


  • Develop and maintain appropriate internal systems and controls which are duly required by laws and regulations
  • When necessary liaise with accounting firm on accounting policy and method
  • Be responsible for regulatory/statutory returns and reports to the PRA/FCA, BOE, Companies House, etc
  • Be responsible for consistency of returns and reports to UK authorities and Korean authorities
  • Perform the PRA/FCA's required functions of money laundering report and compliance oversight
  • Prepare and maintain minutes of Annual general meeting, Board of directors meeting, Audit committee and Risk management committee
  • Be responsible for annual external audit process which includes corporate tax return
  • Based on managerial reports, produce quarterly comprehensive operation and risk management report for management meeting
  • Maintain and develop good working relationships with key business partners including external auditors, HMRC, PRA/FCA, BOE etc
  • Actively participate in relevant projects, committees and meetings


To be considered for this position, candidates MUST have held similar positions in the past and controlled functions.

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