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Compliance Specialist

  • Location

    City of London, London

  • Sector:

    Operations & Middle Office

  • Job type:

    Contract

  • Salary:

    £40000 - £50000 per annum

  • Contact:

    Scott Duerden

  • Job ref:

    SDBS03_1542361668

  • Published:

    27 days ago

  • Duration:

    9 Months

Our client, a prestigious Financial Services company based in the City are looking for a compliance specialist to work on a 9 month contract in their anti-financial crime and on-boarding team.

Main responsibilities will include;

  • To support the continuing development of this highly successful business, we require an experienced, dynamic, compliance professional to play a key role in Client CDD reviews.
    Review of Customer Due Diligence "CDD" on clients and counterparties, in line with the firm's requirement to comply with AML regulations.
  • Liaise with account executives to obtain relevant up to date documentation.
  • Keep and maintain an audit trail of actions undertaken.
  • Assist in the execution of ad-hoc projects as required.

To be considered for this position, ideal candidates must have the following experience, qualifications and skills;

  • Minimum 3 years' AML KYC experience, preferably within an investment firm.
  • Knowledge and background Commodities, FX and Securities.
  • Bachelor's Degree in business, Law or other appropriate discipline
  • Professional Compliance Qualification - desirable.
  • Advanced Microsoft Outlook/Word/Excel skills

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