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Portfolio Guidelines Analyst
- Posted 28 April 2022
- Salary Up to £48000 per annum
- LocationLondon
- Job type Permanent
- Discipline Banking Operations
- ReferenceRUSPORT_1651148103
- Contact NameWill Goodman
Job description
My client, a leading Investment House based in the city are currently searching for a portfolio guidelines analyst to join their guidelines team on a permanent basis.
The portfolio guidelines analyst is responsible for creating and managing guidelines documentation as well as coding and testing both regulatory & investment guidelines for our global accounts. Bloomberg AIM is utilized for managing guidelines for funds and separate managed accounts.
Responsibility's
- Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance
- Review, interpret and summarize investment guidelines for new mandates.
- Ensure proper restriction coding in firm order management systems (Bloomberg AIM)
- Test new and existing investment restrictions and ensure applicable investment guideline updates are implemented in a timely basis.
- Responsible for creating Fund/account Guidelines documentation by reviewing IMA, Fund Prospectuses or Client SLAs.
- Work closely with Fund Managers, Risk and Compliance to ensure guidelines adhere to Client/Fund contracts.
- Interact and coordinate with Portfolio Managers, Legal & Compliance, Operations, Technology, Sales, Operational Risk and Client Service on a regular basis.
- Maintain a high degree of visibility within the organization
- Involved in Projects directly related to Portfolio strategies and how they are implemented with focus on guidelines
Experience
- Proven experience within guidelines workflow and/or Guidelines documentation experience is required.
- Strong understanding of asset classes. Knowledge of derivatives (futures, swaps, forwards, etc.), and UCITS/ Mutual Funds would be a plus
- Experience with Bloomberg AIM is preferred but not required
- Proficient Excel skills.
- Previous investment operations experience within a Back Office or Middle Office of Asset Management Firm or Buy side is preferred
- Good knowledge of a range of asset classes and Derivatives as well as Investment life cycle