Kennedy Pearce specialises in recruiting Compliance Assistants for the financial services sector who support compliance teams in maintaining regulatory standards, managing risk, and ensuring adherence to financial regulations such as FCA, AML, and MiFID II.
Typical responsibilities for Compliance Assistants in financial services include:
Assisting with regulatory reporting and maintaining compliance documentation
Supporting Anti-Money Laundering (AML) and Know Your Customer (KYC) processes
Monitoring adherence to financial regulations including FCA rules and industry standards
Preparing and coordinating audit materials and regulatory submissions
Maintaining compliance databases and tracking risk assessments
Supporting compliance training and awareness initiatives within the organisation
Liaising with internal teams and regulatory bodies to resolve compliance queries
Using financial compliance tools and systems such as Refinitiv World-Check, Fenergo, and AML monitoring software
Kennedy Pearce places Compliance Assistants with strong attention to detail, knowledge of financial regulations, and excellent organisational skills to support robust compliance frameworks.
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