Kennedy Pearce recruits senior Compliance Directors who lead strategic compliance initiatives across financial services firms, ensuring regulatory alignment, risk mitigation, and strong governance across all business activities.
Typical responsibilities for Compliance Director roles include:
Designing and overseeing enterprise-wide compliance frameworks in line with FCA, PRA, and global regulatory obligations
Leading the development and implementation of compliance strategy, policies, and risk controls
Acting as a senior advisor to the board and executive leadership on regulatory and conduct risk
Overseeing compliance monitoring, thematic reviews, and regulatory reporting
Managing and mentoring compliance teams across advisory, monitoring, financial crime, and policy functions
Ensuring readiness for regulatory inspections and audits, and managing all communications with regulators
Driving cultural change by embedding a strong compliance culture throughout the organisation
Interpreting and responding to regulatory change, supporting business readiness and implementation
Kennedy Pearce places Compliance Directors with exceptional regulatory knowledge, commercial awareness, and leadership experience across complex financial services environments.
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