Kennedy Pearce recruits experienced Heads of Compliance who lead the development and implementation of robust compliance frameworks within regulated financial services firms, ensuring adherence to FCA, PRA, and global regulatory standards.
Typical responsibilities for Head of Compliance roles in financial services include:
Leading the compliance function and acting as the firm’s primary point of contact for all regulatory matters
Developing and maintaining policies, procedures, and control frameworks in line with FCA and PRA requirements
Providing compliance advice and oversight across business units, products, and jurisdictions
Managing regulatory change programmes and monitoring developments impacting the business
Overseeing compliance monitoring plans, risk assessments, and thematic reviews
Reporting to senior leadership, risk committees, and boards on compliance risks and controls
Ensuring firm-wide compliance training and promoting a strong compliance culture
Liaising with external regulators, managing responses, and leading remediation efforts
Kennedy Pearce places Heads of Compliance with strong regulatory knowledge, leadership capability, and proven experience navigating complex compliance environments in the financial services sector.
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