Senior Retail Compliance Officer

Posted 26 January 2023
Salary £75000 - £85000 per annum + bonus, pmi, pension, dental, annual leave
LocationCity of London
Job type Permanent
DisciplineRisk & Compliance
ReferenceEMJ - CO - Insurance_1674767963
Contact NameEbony James

Job description

Are you a Compliance Officer or Specialist with Retail Insurance experience?

Do you have a 'roll your sleeves up' kind of nature, and are looking for an exciting challenge with autonomy, line management and progression?

Our client, a leading global Insurer, are looking to hire a technical (retail) Compliance and conduct risk specialist with ideally 5 or more years' relevant experience, in their 'Compliance' position.

Based in their London (City) office and offering a competitive base salary up to £85,000. Alongside a discretionary bonus, travel costs covered (if coming from outside of London), 2 days flexible home working and wider benefits such as private medical covers for you and your dependants!


  • You will support the Chief Risk Officer and be responsible for designing and implementing a proactive compliance framework for the retail side of business.
  • Provide sound advice and act as a key stakeholder in relation to all conduct risk, consumer duty, product governance and operational resilience matters.
  • Horizon scanning, keeping up to date with consumer duties and regulatory changes, and owning the conduct risk framework including reporting.

Ideally you will be or have:

  • 4 - 5 years (at least) of experience, within a compliance or governance related position within retail Insurance or relevant retail Financial Services environment.
  • Practical experience with policy, implementing frameworks and communicating with stakeholders at all levels.
  • Detailed knowledge of FCA Regulations and retail consumer duty policies, and technical expertise within compliance/ conduct risks.
  • A collaborative nature, relationship builder and desire to influence a positive and pro-active approach towards compliance.

If this sounds like a fantastic opportunity for you, or someone in your network, and you're interested in hearing more. - Please apply today!