Client Integrity Officer

Posted 14 February 2024
Salary £35000 - £45000 per annum + Hybrid + Benefits
LocationCity of London
Job type Permanent
Discipline Banking Operations
Contact NamePaul Butterfill

Job description

A leading global bank based in London, who offer excellent benefits and Hybrid working, seek a recent Graduate with at least one years' experience to join the banks Process & Control Team as a Client Integrity Officer

The successful candidate will be a graduate with a sound understanding of Data Analysis, Data Management Information (MI), Strong Excel (Pivot Table/Macro level) and PowerBI. Some experience in regulatory or financial reporting would also be very beneficial

Key Responsibilities

  • The Process & Control function is responsible for ensuring that senior staff who are appointed as Senior Manager Functions under the UK Regulatory Senior Managers & Certification Regime (SMCR), have the required information to be able to discharge their duties and demonstrate reasonable steps to the Financial Conduct Authority (FCA).
  • You will be responsible identifying and delivering improvement proposals for possible strategic change within the risk framework and for its implementation in the first line.
  • It is the centre of expertise for first line risk control topics and applies an integrated approach to the knowledge and execution needed to facilitate the business ambitions, thus freeing up as much time and resources as possible for the direct benefit of the client relation
  • Supporting MI workstreams, ensuring the data is accurate and capturing the correct elements for the respective business lines;
  • Support the business lines in all matters relating to Financial Crime (FC) and Anti-Money Laundering (AML) controls and regulations
  • Take ownership of client integrity related issues (as described below) and provide regular reporting and Management Information (MI) in cooperation with the UK MI Data Coordinator
  • Contribute to ensuring demonstrable adherence to policies relating to Client Integrity
  • Responsible for all regulatory reporting ensuring that this is delivered within timeline expectations and working with 2nd line on any follow up actions
  • Support the Client integrity Manager and 2nd line with regulatory updates, ensuring any training requirement are embedded into the business;

Essential MUST have experience

  • Right to work in UK with some experience ideally gained working in the Uk in a bank or Financial Institution
  • You will have ideally gained a minimum of 1 year experience gained within a banking institution
  • Very Strong Analytical Skills - Data MI skills, the ability to visualise, articulate, conceptualise and solve both complex and uncomplicated problems by making decisions that are sensible given the available information. Such skills include demonstration of the ability to apply logical thinking to breaking problems into their component parts
  • Self-Organisation and Proactivity - uses time efficiently and responds quickly and constructively when confronted with challenges with an ability to prioritise tasks.
  • Degree Educated