Compliance Assistant - £50,000 - £55,000

My client a City Trading house are looking to hire a Compliance Assistant to support the Head of Compliance.

Key Duties:

• Support the Head of Compliance.
• Day to day compliance oversight of operations, not only in the UK but globally.
• Delivery of the compliance monitoring programme.
• Review and approval of financial promotions.
• Review of new account opening.
• Monitoring of regulatory and legislative changes and assessing their impact.
• Involvement in the rollout of compliance projects.
• Facilitate training sessions on compliance topics.
• Investigating and escalating to appropriate authorities all suspicious activity.
• Act as the compliance contact for the business.
• Assist with the general development and maintenance of compliance policies and processes.
• Deliver compliance reports, as required.
• Work with the Head of Compliance to interpret regulatory developments affecting the business.
• Assist in the delivery of the Compliance Monitoring Plan.
• Assist in recording and responding to client complaints and preparing complaints related management information.
• Review and approve financial promotions.
• Assist in account opening queries including KYC requirements, corporate applications and PEP/Sanction screening.
• Other tasks and responsibilities as assigned by the Head of Compliance.
• Any administrative task request of the HOC