Our client is a global CFD/FX securities trader with a growing global footprint. We have been mandated to identify a Head of Compliance to head up their team in Portugal. Based in Lisbon, the successful candidate will be responsible for all regulatory issues and will own and be responsible for the relationship with the CMVM.
Duties and Responsibilities for the Head of Compliance role
Oversight and management of the Compliance and corporate governance frameworks in Portugal
Acting as a point of contact for the CMVM on all regulatory issues and queries
Ensuring all business activities comply with internal rules and external regulatory requirements
Providing advice and guidance to the business to ensure Compliance
Assessing and advising on the commercial impact of new regulations
Updating internal policies and procedures and providing training where necessary
Conducting risk assessments and audits and ensuring new products/processes/initiatives are compliant
Skills and Attributes needs for Head of Compliance role
You will have a minimum of 5 years' Compliance experience ideally from a CFD/FX trading background or with exposure to these products. You must have strong communication and analytical skills and be able to work across multiple business lines. You must have a strong working knowledge of the Portuguese regulatory landscape and an ability to apply rules and regulations to practical business situations. The client is open to a Deputy Head of Compliance or a senior-level Compliance professional who is looking to step up into a Head of Compliance role. Salary is €60-70K plus strong bonus potential, additional benefits and a hybrid working scheme.
