Our client is a leading Compliance consultancy offering an array of regulatory solutions to a wide and discerning client base. They are looking for an experienced generalist to come on board and provide regulatory advice, manage projects and deliver training. The client offers hybrid working.
Duties & Responsibilities as a Senior Compliance Consultant:
Providing regulatory advice and guidance on capital markets issues
Conducting and leading regulatory reviews
Preparing and delivering regulatory training
Drafting policies and procedures
Managing regulatory projects within set time-frames
Keeping abreast of regulatory developments and assessing any relevant commercial impact
Answering client queries
Key Requirements as a Senior Compliance Consultant:
You will have a minimum of 4 years' experience ideally with strong capital markets knowledge and experience. You will have a strong working knowledge of the FCA Handbook including EMIR, MAR, CASS and MiFID II. Experience of transaction reporting advantageous.
