Compliance Associate

  • Location

    City of London, London

  • Sector:

    HR & Executive Support

  • Job type:


  • Salary:

    £50000 - £55000 per annum + Great Benefits!

  • Contact:

    Tom Pye

  • Contact email:


  • Job ref:


  • Published:

    over 1 year ago

Compliance Associate

£50,000 to £55,000

City of London

My client - a boutique Investment house based in the City are now looking for an experienced Compliance professional to join their thriving organisation.

You must have previous Compliance experience ideally gained from a Stockbroking/Financial Services/Investment environment.

Your duties will include -

  • Act as the compliance contact for the business
  • Assist with the general development and maintenance of compliance policies and processes
  • Deliver compliance reports, as required
  • Work with the CO to interpret regulatory developments affecting the business
  • Assist in the delivery of the Compliance Monitoring Plan

Experience/Skills required -

  • Educated to degree level and a minimum of three years' experience of compliance - ideally gained from a Stockbroking/Financial Services/Investment environment
  • Relevant professional qualifications or progression towards such
  • Ability to deliver projects and assignments to deadlines
  • Capacity to manage multiple tasks and conflicting priorities
  • Additional language skills are an advantage but not essential

If you possess the above skills, experience and attributes then apply now without further delay!

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