Compliance Associate

Compliance Associate

£50,000 to £55,000

City of London

My client - a boutique Investment house based in the City are now looking for an experienced Compliance professional to join their thriving organisation.

You must have previous Compliance experience ideally gained from a Stockbroking/Financial Services/Investment environment.

Your duties will include -

• Act as the compliance contact for the business
• Assist with the general development and maintenance of compliance policies and processes
• Deliver compliance reports, as required
• Work with the CO to interpret regulatory developments affecting the business
• Assist in the delivery of the Compliance Monitoring Plan

Experience/Skills required -

• Educated to degree level and a minimum of three years' experience of compliance - ideally gained from a Stockbroking/Financial Services/Investment environment
• Relevant professional qualifications or progression towards such
• Ability to deliver projects and assignments to deadlines
• Capacity to manage multiple tasks and conflicting priorities
• Additional language skills are an advantage but not essential

If you possess the above skills, experience and attributes then apply now without further delay!