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Compliance Manager

  • Location

    West End, London

  • Sector:

    Operations & Middle Office

  • Job type:


  • Salary:

    £80000 - £85000 per annum

  • Contact:

    Scott Duerden

  • Contact email:

  • Job ref:


  • Published:

    over 1 year ago

Rapidly expanding Fintech, are looking to recruit a new Compliance Manager to join their business. This is a new position/headcount, so fantastic opportunity to really make the position your own and play an important part in the growth of the business.

We're looking for:

  • BSc/BA in law, finance, business administration or related field
  • Certified compliance professional is a plus
  • Experience working with the FCA (consumer lending), ASA and FMSA standards
  • Experience of PCI compliance is a bonus
  • Previously worked within a Multi-Currency, Multi Company, Multi Jurisdiction environment
  • Highly motivated self-starter with the ability to complete assignments within time constraints and deadlines
  • Ability to check for accuracy and give good attention to detail
  • Strong communication skills both written and verbal
  • Ability to prioritise daily, weekly, monthly tasks, work on own initiative

Key Skills:

  • Excellent working knowledge of implementation and working of key Compliance Standards as they relate to consumer credit (FCA, ASA and FMSA)
  • Must be able to manage the ongoing interactions with relevant regulatory bodies including but not limited to the FCA
  • Good understanding of regulatory horizon and application of best practices
  • Strong problem solving acumen and pragmatic approach


  • Ownership of FCA and related compliance
  • Preparation and submission of FCA reporting
  • Preparation of applications and submission of relevant documentation to the FCA
  • Review and approval of multi-channel promotional materials
  • Understanding of regulatory horizon and preparing for possible changes to regulations
  • Work closely with business stakeholders including product to ensure successful launch of product features in line with roadmap

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