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Trade and Transaction Reporting AVP
- Posted 11 August 2020
- Salary £55000 - £60000 per annum
- Location
- Job type Permanent
- Discipline Banking Operations
- ReferenceSDMTR01_1597157117
- Contact NameScott Duerden
Job description
City based Investment Bank, are looking to recruit a Trade and Transaction Reporting AVP to join their growing Derivatives Middle Office team.
Main responsibilities will include;
- Manage distribution of workload across team members
- Exception Management, responsible for ensuring queues are being clearly in a timely manner
- Ownership of control framework, ensuring consistent controls persist a crossed regulatory regimes
- Responsible for drafting team members training plans. Target is for all team members to be able to complete all roles
- Responsible for reviewing procedures
- Responsible for Investigating genuine Breaches & Escalating Breaches to Compliance/Senior Stakeholders in Weekly Issue Management forums
- Responsible for Highlighting any BAU gaps/failures in processes
- Responsible for Pairing Results for SFTR and EMIR - targeting 100% success
- Assist with the completion of daily team tasks
- Become Operations EMIR/MiFID/SFTR/ Dodd Frank regulation SME with regards of regulatory technical standards a crossed EMIR / MiFID / STFR regimes
- QA - Completion of independent monthly QA Cycle for Validity, Completeness & Accuracy tests. Intention is for tests to be FTB across MIFID (ARM and APA), EMIR, SFTR and Dodd Frank
- Preparing/Attending QA slides for Monthly Governance forums, including compliance and Operations control
- Operations Project lead for forthcoming regulatory change across all regimes
- Operations lead for Trade and Transaction working group, including preparing slides and chairing meeting
- Industry facing role, become MHI official representative at external working groups (ISDA/ICMA). Responsible for attending and the dissemination of information internally including senior management and Compliance
- Raising JIRA's providing detailed analysis
- Analyse the Trade & Transaction Reporting impact as part of the NPC Risk Assessment process
To be considered for this position, ideal candidates must have the following experience and skills;
- Day to day functions around ETD/OTC products
- Exposure to Regulatory Reporting MiFID/EMIR
- Trade and Transaction reporting industry platforms
- ICE/MarkitServ as an execution and confirmation platform
- Exposure to Confirmation drafting process
- Exposure to Gloss and Murex systems
- Excel, Windows
- Excellent PC skills