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Compliance Analyst

  • Location

    London, England

  • Sector:

    Operations & Middle Office

  • Job type:

    Permanent

  • Salary:

    £30000 - £35000 per annum

  • Contact:

    Ronnie McClughen

  • Job ref:

    4658_1542792074

  • Published:

    22 days ago

  • Startdate:

    ASAP

An exciting opportunity has come up with my Client, an FX and CFD Trading Firm based in London. Due to business success they are looking for a Compliance Analyst to join their team.

If you have 1 years experience within a similar role and are looking for a new challenge within a well-established firm, please apply below! 30-35K

As a compliance analyst you will be responsible for:


  • Providing support and assistance to enable effective monitoring of the Firm's systems and controls in line with the Compliance Monitoring Programme.
    * Providing advice and guidance to the Client Onboarding Team.
    * Ensuring compliance logs are kept up to date.
    * Assisting with complaints handling where required.
    * Gathering information for monthly MI.
  • Assisting in preparation of the monthly compliance pack for senior management team.
    * Providing regulatory updates, reports and research on requested subjects and assist with horizon scanning.

As a Compliance Analyst you will need:


  • Strong academic background, educated to degree level or equivalent, preferably law, economics or business.
    * At least 1 years' experience of working in a compliance environment.
    * The ability to communicate clearly, both verbally and in writing.
    * The ability to prioritise workloads effectively, operate under pressure and meet deadlines.
    * The ability to work individually and as part of a team.
    * Attention to detail and strong analytical skills.
    * Good understanding of the FCA regulations that impact the Firm

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