Compliance Analyst

  • Location

    London, England

  • Sector:

    Operations & Middle Office

  • Job type:


  • Salary:

    £30000 - £35000 per annum

  • Contact:

    Scott Duerden

  • Contact email:


  • Job ref:


  • Published:

    6 months ago

An exciting opportunity has come up with my Client, an FX and CFD Trading Firm based in London. Due to business success they are looking for a Compliance Analyst to join their team.

If you have 1 years experience within a similar role and are looking for a new challenge within a well-established firm, please apply below!

As a compliance analyst you will be responsible for:

  • Providing support and assistance to enable effective monitoring of the Firm's systems and controls in line with the Compliance Monitoring Programme.
  • Providing advice and guidance to the Client Onboarding Team.
  • Ensuring compliance logs are kept up to date.
  • Assisting with complaints handling where required.
  • Gathering information for monthly MI.
  • Assisting in preparation of the monthly compliance pack for senior management team.
    Providing regulatory updates, reports and research on requested subjects and assist with horizon scanning.

As a Compliance Analyst you will need:

  • Strong academic background, educated to degree level or equivalent, preferably law, economics or business.
  • At least 1 years' experience of working in a compliance environment.
  • The ability to communicate clearly, both verbally and in writing.
  • The ability to prioritise workloads effectively, operate under pressure and meet deadlines.
  • The ability to work individually and as part of a team.
  • Attention to detail and strong analytical skills.
  • Good understanding of the FCA regulations that impact the Firm

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