Our client, a Financial Services power house are recruiting a dynamic, post-entry level compliance professional to play a key role in the Advisory Compliance function, monitoring regulatory developments and advising the business on Compliance matters.

General Duties will include;

• Support the Supervisor, Advisory (Investments) in monitoring key regulatory developments and offering advice and guidance to other units as required
• Assist the Supervisor in the implementation of new regulations and other projects (e.g. SMCR)
• Assist the Supervisor in analysis and interpretation of relevant laws and regulations, including identifying changes to these that could affect the business
• Perform ongoing tasks such as reviewing and signing off on financial promotions
• Perform "deep dive" complex ad hoc monitoring tasks e.g. review of outsourcing arrangements
• Assist with investigating and resolving ad hoc queries from regulators, exchanges and other areas of the business
• Assist in the administration of compliance policies and procedures
• Conducting Compliance Inductions to new employees

To be considered for this position ideal candidates must have the following experience, skills and qualifications;

• Strong educational background
• At least two years' relevant experience
• Good knowledge of the following products and markets - Ags, Dairy, Energy, LME, FX and Precious Metals Exchanges - ICE, LME, Eurex and Euronext
  Strong analytical and communication skills (written and oral)
• Effective planning, organisation and time management skills
• Ability to work extremely accurately, thoroughly, reliably and with strong attention to detail